Stock Broker

We provide secure and seamless trading solutions across equity and derivatives. Whether you're a first-time investor or a seasoned trader, we ensure transparent operations and personalized support.

• Equity Trading – NSE delivery and intraday trading
• Derivatives Trading – Futures and Options across various indices and stocks.
• Guidance and Advice : We provide guidance on how to respond to voluntary corporate actions, such as tender offers or exchange offers. We inform clients about upcoming corporate actions like mergers, acquisitions, stock splits, dividend payments, and rights issues. We execute buy and sell orders on behalf of clients, ensuring the best possible prices.
• IPO and Secondary Market Offerings : We play a key role in initial public offerings (IPOs) and follow-on offerings, helping clients to participate in new listings and secondary market offerings.
• Client Account Management and Reporting :
  • Regular reporting of account activities, trade confirmations, and capital gains/losses for clients.
  • Account management services to help clients track their portfolios and make informed investment decisions.
  • Back office reports at your finger tips.

• SEBI-registered and compliant
• Prompt customer support for all trading and settlement queries
• Transparent charges with no hidden fees
• One-stop platform for trading, demat, and investment services
• Achieve your financial growth with us.
• Empowering you to make informed investment decisions.

• Portfolio Advice.
• Long term, Short term, High risk, Low risk, be the kind of investor you want to be.
• Secondary Market Operations.

Member of National Stock Exchange of India Ltd. - NSE SEBI Registration No. (INZ000251639).

Investors are requested to note that Prabodh Artha Wardhini Pvt. Ltd. is permitted to receive / pay money from / to investor through designated bank accounts only named as client bank accounts.

Prabodh Artha Wardhini Pvt. Ltd.is also required to disclose these client bank accounts to stock exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by stock exchange on their website under “know/Locate your stock broker”.

• Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
• Update your mobile number & email Id with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
• Pay 20% upfront margin of the transaction value to trade in cash market segment.
• SPAN and Extreme Loss Margins: In the F&O segment, brokers must collect SPAN margins and Extreme Loss Margins upfront.
• Brokers need to report margin details to clearing corporations in a specific file format.
• Early Pay in Margin : “EPI value may be considered as margin collected towards subsequent margin requirement of the client. The sale value up to 100% of such securities (EPI value) shall be available as Margin for other positions across all the segments.”
• Client Margin : Client collateral value in the segment for this purpose shall be collateral value allocated by the CM to the client in the segment + value of securities repledged at Clearing Corporation for that client in the segment (value shall be after applying all prudential norms of Clearing Corporation other than 50:50 requirement)
• Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
• Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. - Issued in the interest of Investors.
• Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms.
• Deposits all client's funds (clear balance) to Clearing Corporation at EOD. As and when the clients ask for payout or settlement the funds will be released from Clearing Corporation.
• Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms.
• Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section
• Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/ collateral MUST remain in the account of the client and can be pledged to the broker only by way of 'margin pledge', created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client.
• Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly.
• Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith.
• Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy.
• Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.
• Please ensure that your PAN is linked with your AADHAAR Card so as to enable the activation of your Accounts.
• If there is no transaction (buy / sell) entered into by the account holder for more than 12 continuous months, the account will be marked as “INACTIVE/DORMANT".
• INVESTOR CHARTER Link : https://www.cdslindia.com/Investors/InvestorCharter.html
• INVESTOR GRIEVANCES ODR : https://smartodr.in
• Ease of opening a demat account through EKYC : https://youtu.be/goiHQyUIMUI

• All investors are requested to take note that 6 KYC attributes i.e., Name, PAN, Address, Mobile Number, Email id and Income Range have been made mandatory. Investors availing custodian services will be additionally required to update the custodian details.
• Thereafter non-compliant trading accounts will be blocked for trading by the Exchange.
• On submission of the necessary information to the stock broker and updation of the same by the stockbroker in the Exchange systems and approval by the Exchange, the blocked trading accounts shall be unblocked by the Exchange on T+1 trading day.
• To ensure smooth settlement of trades, the investors are requested to ensure that both the trading and demat accounts are compliant with respect to the KYC requirement.
• The investors are hereby requested to comply with the regulatory guidelines issued by Exchanges and Depositories from time to time with regard to KYC compliance and related requirements.

• Click on link - https://Scores.sebi.gov.in
• Filing compliant on SCORES Easy & quick
• Register on SCORES portal
• Mandatory details for filing complaints on SCORES i. Name, PAN, Address, Mobile Number, E-mail ID
• Benefits:
  • Effective Communication
  • Speedy redressal of the grievances